SEC ESG Taskforce Update: Commissioner Lee Doubles Down, and Examination Division Issues ESG Risk Alert; Eastman Kodak Preparing to Defend Insider-Trading Lawsuit; The House of Representatives Passes the Insider Trading Prohibition Act
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April 2021 SEC/SRO Update
Delaware Chancery Court Strikes down the Williams Companies’ COVID-19 Poison Pill; SEC Division of Examinations Announces 2021 Examination Priorities
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February 2021 SEC/SRO Update
SEC/SRO Update: SEC Adopts Final Rules for the Disclosure Payments by Resource Extraction Issuers; SEC Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers; NASDAQ to Advance Diversity Through New Proposed Listing Requirements
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October 2020 SEC/SRO Update
SEC/SRO Update: SEC Proposes to Improve the Retail Investor Experience Through Modernized Fund Shareholder Reports and Disclosures; SEC Modernizes the Accredited Investor Definition; SEC Adopts Rule Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K; SEC Charges Ponzi Scheme Targeting African Immigrants
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August 2020 SEC/SRO Update
Financial Regulators Modify Volcker Rule; SEC Charges Microcap Fraud Scheme Participants Attempting to Capitalize on the COVID-19 Pandemic; SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; SEC and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding
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June 2020 SEC/SRO Update
SEC Adopts Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions; SEC Proposes to Modernize Framework for Fund Valuation Practices; SEC Enhances Standards for Critical Market Infrastructure; Foreign National and American Trader Settle Fraud Charges in Edgar Hacking Case
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Endless liability? Evaluating whether to settle or litigate private environmental lawsuits at regulated sites
On November 9, Jon Rauchway and Mave Gasaway’s article titled “Endless liability? Evaluating whether to settle or litigate private environmental lawsuits at regulated sites” published in ABA Trends.
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IAALS Advances Justice with Richard Holme
On January 2, Dick Holme was featured in an IAALS blog post titled, “IAALS Advances Justice with Richard Holme.”
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Process Ado: Constitutional Notice Requirements Under the Water Right Determination and Administration Act of 1969
Andrea Bronson and Jim Witwer co-authored an article titled “Process Ado: Constitutional Notice Requirements Under the Water Right Determination and Administration Act of 1969.” The publication of their article in the University of Denver Water Law Review follows the 1969 Act Symposium at the University of Denver Sturm College of Law, which took place on April 4-5.