“SEC Announces Measures to Facilitate Cross-Border Implementation of MIFID II; SEC Proposes Rules to Implement Fast Act Mandate; SEC Chairman Clayton Provides Update on Review of 2016 Cyber Intrusion Involving EDGAR System”
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2017 Regulatory Update – Third Quarter
OCIE Cybersecurity Observations
In August, the Securities and Exchange Commission (the “SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released a risk alert summarizing observations from its Cybersecurity 2 Initiative. Pursuant to the initiative, OCIE examined 75 firms, including broker-dealers, investment advisers and investment companies registered with the SEC.
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October 2017 SEC/SRO Update
SEC Adopts Interpretive Guidance on Pay Ratio Rule; Hedge Fund Adviser Charged for Inadequate Controls to Prevent Insider Trading; SEC Charges Former Amazon Employee with Insider Trading; Hester Peirce and Robert Jackson Nominated to Fill Open SEC Commissioner Positions
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Energy Report Card Brings Good News and Challenges
As a new school year dawns, the U.S. Energy Information Administration has fittingly released an energy report
card for the states in the form of State Energy Data System (“SEDS”) estimates of state-level energy production,
consumption, prices, and expenditures during 2015.Published in the Grand Junction Sentinel on August 20 and the Durango Herald on August 27.
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Specific Personal Jurisdiction: The Unanswered Questions
Personal jurisdiction fans and the tort bar eagerly awaited the U.S. Supreme Court’s decision last month in Bristol-Myers Squibb v. Superior Court of California, 137 S. Ct. 1773.
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Panel Discussion “What Your Energy Clients Wish You Knew: A Q&A About Who They Hire, Why They Do It, and What Keeps Them Coming Back”
As heavily-regulated entities, clients in the oil and gas space frequently need to reach out to outside environmental counsel and third-party environmental and engineering consultants. Chelsea Grossi will moderate a panel of environmental lawyers and professionals to answer your questions.
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EPA Region 8
Montana
Governor Bullock Signs Executive Order Creating Interim Montana Clean Power Plan Advisory Council and Announces 27 Council Members
On November 12, 2015, Governor Steve Bullock issued an executive order creating the Interim Montana Clean Power Plan Advisory Council. The council will respond to the U.S. Environmental Protection Agency’s final Clean Power Plan rule, which, among other changes from the proposed rules, increased Montana’s requirement for education of carbon dioxide emissions by 47 percent.
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From the board… Federal Air Quality Rules and Activity Affecting the Colorado Oil and Gas Industry
At the end of 2014, the Federal Government announced its plans for regulatory initiatives in 2015. Many of those initiatives focused on changes impacting the oil and gas industry, and in particular, air quality compliance related to oil and gas development. Below is a brief review of some of these notable federal regulatory changes and how they will impact Colorado operators.