Ownership Thinking^TM

Please join us for a workshop on how to end entitlement and create a culture of accountability, purpose, and profit. This program is great for business owners, CEOs, and CFOs of small to mid-sized private companies.

• Identifying key operational and financial indicators
• Implementing successful employee incentive plans
• Identifying the right people
• Creating “Rapid Improvement Plans”

Event Information

Tuesday, March 5, 2013

Breakfast| 7:30 am
Program | 7:45 – 9 am

RSVP to Kathy Henry.

Davis Graham, ACA Compliance Group, and Rothstein Kass invite you to join us for the next installment of the Colorado Compliance Roundtable Breakfast Series. The series is open to all investment adviser compliance professionals, and service providers, with a particular emphasis on newly-registered investment advisers. Each installment is designed to assist with a particular aspect of the evolving regulatory and business landscape.

The Colorado Compliance Roundtable Breakfast Series offers a unique opportunity to exchange ideas, questions, and best practices with local compliance professionals, attorneys, and compliance consultants in an interactive, candid, small-group setting.

The topic of the upcoming installment is one of the recent priority focus areas of the SEC’s Asset Management Unit – valuation of investments. Issues to be addressed include:

• Best Practices for Hard-to-Value Assets
• Impact of Recent Accounting Standards Updates
• Performance Presentation for Special Structures

Event Information

January 23, 2013

7:30 a.m. | Breakfast & Registration
8:00 – 9:00 a.m. | Presentation

Please join Davis Graham and your public company peers for our 7th annual event. Attendees will get an in-depth look at the issues sure to affect public companies in the coming year.

Topics

• Review of the JOBS Act, including discussion of:
  • “IPO on-ramp” and “emerging growth company” status
  • Changes impacting private offerings
  • Crowdfunding
• Update on Dodd-Frank, including latest rulemaking regarding:
  • Derivatives and the impact on end users
  • Conflict mineral reporting
  • Reporting of payments by resource extraction issuers to foreign governments
• Review of 2012 say-on-pay and best practices

Event Information

January 10, 2013

7:30 a.m. | Breakfast & Registration
8:00 – 10:30 a.m. | Presentation

The Ritz-Carlton
1881 Curtis Street
Denver, CO 80202

RSVP to Lauren Goldman.