Most of the media attention paid to the SEC’s proposed disclosure reforms has focused on the potential for semi-annual rather than quarterly financial disclosure. But the proposed changes to its offering rules and filer status framework may be more significant. Among other things, the proposals would allow significantly expanded access to short-form registration on Form S-3, enhance the utility of Form S-1, provide increased state law preemption for securities offerings and consolidate the number of filer categories from five to two. In addition, for many smaller companies, the reforms would dramatically limit executive compensation disclosure obligations and eliminate SOX 404 auditor attestation requirements. Join Davis Graham for a discussion of these topics.
The confirmed speakers for this program, which is pending approval for one General Continuing Legal Education credit in the state of Colorado, are as follows:
Brian Boonstra, Partner, Davis Graham
John Elofson, Partner, Davis Graham
Edward Shaoul, Partner, Davis Graham
Sheila Forjuoh, Counsel, Davis Graham
Event Information
Tuesday, October 6
Webinar | 8:00 – 9:00 AM MT
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